Compliance Officer

  • George
  • The Talent Room

Introduction

A company in George , Western Cape is looking for a Compliance Officer.

The person will be working remotely, but must be based in George. 

Duties & Responsibilities

  • To assist the client regionally with Virtual Compliance, Risk Management, Implementation, and other Sales Projects
  • Adherence to the compliance requirements as dictated by the FSCA
  • To effectively deliver quality compliance and risk management service to our clients at a regional level.
  • Market all Services to the Existing Client base
  • To grow the Southern/Eastern Cape client base by marketing all services to new clients

Desired Experience & Qualification

  • A Legal / Accounting/ Financial degree or
  • A FSCA (FSB) recognized qualification
  • Registered Category I (Category ii if possible) Compliance registered Officer with the FSCA Or
  • Minimum 5-year experience in compliance or risk management within the financial services industry
  • A good working knowledge of compliance legislation viz FICA and FAIS